A Handbook Of Stock Exchange Laws

Affecting Members, Their Customers, Brokers And Investors

von Samuel P. Goldman

300 Seiten, Taschenbuch

Kurzbeschreibung des Verlags

""A Handbook of Stock Exchange Laws"" by Samuel P. Goldman is a comprehensive guide to the legal framework governing the stock market. The book covers the laws affecting members of the stock exchange, their customers, brokers, and investors. It provides a detailed analysis of the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as the various regulations and rules issued by the Securities and Exchange Commission (SEC).The author explains the legal obligations of brokers and dealers, including their duty to disclose material information to their clients, and the rules governing the conduct of stock exchange members. The book also covers the legal rights of investors, including their right to sue for securities fraud and their right to participate in securities class actions.In addition to the legal aspects of the stock market, the book also provides practical advice on how to invest in stocks and how to choose a broker. It includes a glossary of stock market terms and a list of resources for further research.Overall, ""A Handbook of Stock Exchange Laws"" is an essential reference for anyone who wants to understand the legal framework governing the stock market and how it affects investors, brokers, and other market participants.This scarce antiquarian book is a facsimile reprint of the old original and may contain some imperfections such as library marks and notations. Because we believe this work is culturally important, we have made it available as part of our commitment for protecting, preserving, and promoting the world's literature in affordable, high quality, modern editions, that are true to their original work.

• Themen: Recht Recht bestimmter Jurisdiktionen und bestimmter Rechtsgebiete Finanzrecht, allgemein Kapitalmarkt- und Wertpapierrecht
• ISBN: 9781432635480
• Sprache: Englisch
• Erscheinungsdatum: 01.06.2007
• Größe: 229 x 152 mm
• Verlag: Kessinger Publishing, LLC